Investment Banking and Financial Services Notes PDF Download

Investment Banking and Financial Services Notes PDF

Date: 3rd Feb 2023

In these “Investment Banking and Financial Services Notes PDF”, we will study the different aspects of investment banking, mergers and acquisition, and the detailed SEBI guidelines on issue management.

We have provided multiple complete Investment Banking and Financial Services Notes PDF for any university student of Bachelor of Management Studies (BMS) or Master of Business Administration (MBA) to enhance more knowledge about the subject and to score better marks in the exam. Students can easily make use of all these Investment Banking and Financial Services Notes PDF by downloading them.

Topics in our Investment Banking and Financial Services Notes PDF

The topics we will cover in these Investment Banking and Financial Services Notes PDF will be taken from the following list:

Introduction: An Overview of Indian Financial System, Investment Banking in India, Recent Developments and Challenges ahead, Institutional structure and Functions of Investment/ Merchant Banking; SEBI guidelines for Merchant Bankers, Registration, obligations, and responsibilities of Lead Managers, Regulations regarding Continuance of association of lead manager with an issue.

Issue Management: Public Issue: classification of companies, eligibility, issue pricing, promoter’s contribution, minimum public offer, prospectus, allotment, preferential allotment, private placement, Book Building process, designing and pricing, Green Shoe Option; Right Issue: promoter’s contribution, minimum subscription, advertisements, contents of offer document, Bought out Deals, Post issue work and obligations, Investor protection, Broker, sub-broker, and underwriters. De-mat accounts: introduction, merits, and limitations.

Leasing and Hire Purchase: Concepts of leasing, types of leasing – financial and operating lease, direct lease and sales and lease back, advantages and limitations of leasing, Lease rental determination; Finance lease evaluation problems (only Lessee’s angle), Hire Purchase interest and Instalment, difference between Hire Purchase and Leasing, Choice criteria between Leasing and Hire Purchase mathematics of HP, Factoring, forfaiting and its arrangement, Housing.

Finance: Meaning and rise of housing finance in India, Fixing the amount of loan, re-pricing of a loan, floating vs. fixed-rate, Practical problems on housing finance.

Venture Capital: Concept, history, and evolution of VC, the venture investment process, various steps in venture financing, incubation financing. Insurance: concept, classification, principles of insurance, IRDA, and different regulatory norms, operation of General Insurance, Health Insurance, Life Insurance.

Credit Ratings: Introduction, types of credit rating, advantages and disadvantages of credit ratings, Credit rating agencies, and their methodology, International credit rating practices. Securitization: concept, securitization as a funding mechanism, Traditional and non-traditional mortgages, Graduated-payment mortgages (GPMs), PledgedAccount Mortgages (PAMs), Centralized Mortgage obligations (CMOs), Securitization of nonmortgage assets, Securitization in India. Latest innovations and technological integration in financial services.

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Investment Banking and Financial Services Reference Books List

We have listed the best Investment Banking and Financial Services Reference Books that can help in your Investment Banking and Financial Services exam preparation: 

• M.Y.Khan. Financial Services. Tata McGraw –Hill.
• Machiraju. Indian Financial System. Vikas Publishing House.
• J.C.Verma. A Manual of Merchant Banking. Bharath Publishing House.
• K.Sriram. Hand Book of Leasing, Hire Purchase and Factoring. ICFAI, Hyderabad.
• Ennew.C.Trevor Watkins and Mike Wright. Marketing of Financial Services. Heinemann Professional.

Management Notes PDF